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Quantitative Finance · Glossário

O que é Dealing on own account, investment firm?

Também chamado de: dealing on own account · investment firm

Definition 17.2 The Desk and the Firm · Capítulo 17 — Regulators and Licences

Dealing on own account is trading against proprietary capital that results in transactions in financial instruments. An investment firm is, in European law, a legal person whose regular occupation or business is providing investment services to third parties or performing investment activities on a professional basis; dealing on own account is one of those activities.

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