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1 Markets I: The Ecosystem and Exchange-Traded Marketsالأسواق عبر الإنترنت 2 Markets II: Rates, FX and Creditالأسواق عبر الإنترنت 3 Markets III: Commodities, Energy and Cryptoالأسواق عبر الإنترنت 4 Quantitative Methodsالأساليب عبر الإنترنت 5 Derivatives and Volatilityالمشتقات عبر الإنترنت 6 Rates, Credit, XVA and Riskالفائدة والائتمان والمخاطر عبر الإنترنت 7 Research Craft: Predictors, Backtests, Measurement, Portfoliosالبحث عبر الإنترنت 8 Strategies I: Equities and Futuresالاستراتيجيات عبر الإنترنت 9 Strategies II: Volatility, Relative Value, Macro and the Bank Desksالاستراتيجيات عبر الإنترنت 10 Microstructure and Executionالتنفيذ عبر الإنترنت 11 Market Making and High-Frequency Tradingصناعة السوق عبر الإنترنت 12 Machine Learning for Marketsتعلم الآلة عبر الإنترنت 13 Low-Latency Softwareالتكنولوجيا عبر الإنترنت 14 Networks, Hardware and Trading Infrastructureالتكنولوجيا عبر الإنترنت 15 Research, Data and Risk Platformsالتكنولوجيا عبر الإنترنت 16 The Desk and the Firmالشركة عبر الإنترنت 17 The Industry: Firms, Roles and Careersالمسارات المهنية عبر الإنترنت 18 The Interview Bookالمسارات المهنية عبر الإنترنت
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Quantitative Finance · المسرد

ما معنى Qualified foreign investor and Stock Connect؟

يُعرف أيضًا باسم: qualified foreign investor · Stock Connect

Definition 12.7 Markets I: The Ecosystem and Exchange-Traded Markets · الفصل 12 — Asian and Emerging Equity Markets

A qualified foreign investor is a foreign institution licensed by the mainland regulator to invest directly in onshore securities. Stock Connect is the link between the Hong Kong exchange and the Shanghai and Shenzhen exchanges that lets investors on each side trade eligible shares on the other through their home brokers and clearing houses, within a daily quota, without a licence.

A northbound Stock Connect order. The investor faces only its Hong Kong broker; the Hong Kong exchange’s subsidiary is the member of the mainland exchange, and the two clearing houses are each other’s counterparties. Mainland rules — limits, lots, the ban on same-day selling — apply to the order in full.
Figure 12.3. A northbound Stock Connect order. The investor faces only its Hong Kong broker; the Hong Kong exchange’s subsidiary is the member of the mainland exchange, and the two clearing houses are each other’s counterparties. Mainland rules — limits, lots, the ban on same-day selling — apply to the order in full.
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