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Quantitative Finance · Glossaire

Qu'est-ce que « Self-regulatory organisation » ?

Definition 17.3 The Desk and the Firm · Chapitre 17 — Regulators and Licences

A self-regulatory organisation is a membership body, such as a securities association or an exchange, that writes and enforces rules for its members under the supervision of a government regulator, and to which registered firms are required to belong.

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