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Quantitative Finance · Glossário

O que é Suspicious transaction and order report?

Definition 16.2 The Desk and the Firm · Capítulo 16 — Compliance and Market Abuse

A suspicious transaction and order report (STOR) is the notification a firm that arranges or executes transactions must send its regulator, without delay, when it has a reasonable suspicion that an order or transaction could be insider dealing or market manipulation, attempted or completed.

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