Mathematics · Glossary

What is Equipotence, countability?

Also known as: equipotence · countable set

Definition 1.5 University Mathematics — Year 2 · Chapter 1 — Sets and Structures

Two sets are equipotent when a bijection joins them. A set is countable when it is equipotent to N\N (some authors include finite sets; we say at most countable for “finite or countable”).

Examples

Example 1.7 (A pairing function, computed)

The bijection (p,q)2p(2q+1)1(p, q) \mapsto 2^p(2q + 1) - 1 of the proof deserves to be seen at work. Its first values:

q=0q=1q=2q=3q=4p=002468p=11591317p=2311192735p=3723395571\begin{array}{c|ccccc} & q = 0 & q = 1 & q = 2 & q = 3 & q = 4\\ \hline p = 0 & 0 & 2 & 4 & 6 & 8\\ p = 1 & 1 & 5 & 9 & 13 & 17\\ p = 2 & 3 & 11 & 19 & 27 & 35\\ p = 3 & 7 & 23 & 39 & 55 & 71 \end{array}

Row pp collects the integers nn for which n+1n + 1 is exactly divisible by 2p2^p: every natural number appears exactly once. Decoding is as explicit as encoding: for n=43n = 43, factor n+1=44=2211=22(25+1)n + 1 = 44 = 2^2\cdot 11 = 2^2(2\cdot5 + 1), so (p,q)=(2,5)(p, q) = (2, 5). The closing insight: countability proofs are often algorithms in disguise — here, “factor out the twos”.

Example 1.8 (The algebraic numbers are countable)

A complex number is algebraic when it annihilates some nonzero polynomial with rational coefficients. The set Q\overline\Q of algebraic numbers is countable: polynomials of degree d\leq d over Q\Q inject into Qd+1\Q^{d+1}, a finite product of countable sets (Proposition 1.6 (2)); the union over dd enumerates the nonzero rational polynomials as P0,P1,P2,P_0, P_1, P_2, \dots; each PkP_k has finitely many roots; and

Q=kN {roots of Pk}\overline\Q = \bigcup_{k \in \N}\ \{\text{roots of } P_k\}

is a countable union of finite sets (Proposition 1.6 (3)), infinite since it contains Q\Q. Combined with the uncountability of R\R (Theorem 1.9 below), this proves — without exhibiting a single one — that transcendental numbers exist and form an uncountable majority: Cantor’s counting argument of 1874, existence by cardinality alone.

Example 1.11

(0,1)\intoo{0}{1} and [0,1]\intcc{0}{1} are equipotent: the identity injects one way, xx+13x \mapsto \frac{x + 1}{3} the other; the theorem manufactures the (necessarily discontinuous) bijection. Likewise R\R, (0,1)\intoo{0}{1} (via tanh\tanh-type bijections) and P(N)\mathcal{P}(\N) (binary expansions, Exercise 1.3) are all equipotent: “the cardinality of the continuum”.

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