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Quantitative Finance · शब्दावली

FOCUS report क्या है?

Definition 11.2 The Industry: Firms, Roles and Careers · अध्याय 11 — Reading a Trading Firm’s Accounts

A FOCUS report (Financial and Operational Combined Uniform Single report) is the periodic report of a US broker-dealer’s financial condition, income and net capital that it files with its regulators on Form X-17A-5, Part II or Part IIA, within 17 business days of each quarter end (monthly for some firms). The reports are confidential; the annual audited statement of financial condition is filed as a separate, public document.

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