Semua buku

Profesional

Aplikasi Tentang Pelatih Masuk Mulai membaca

Quantitative Finance · Glosarium

Apa itu FOCUS report?

Definition 11.2 The Industry: Firms, Roles and Careers · Bab 11 — Reading a Trading Firm’s Accounts

A FOCUS report (Financial and Operational Combined Uniform Single report) is the periodic report of a US broker-dealer’s financial condition, income and net capital that it files with its regulators on Form X-17A-5, Part II or Part IIA, within 17 business days of each quarter end (monthly for some firms). The reports are confidential; the annual audited statement of financial condition is filed as a separate, public document.

Baca dalam konteks →