Qu'est-ce que « FOCUS report » ?

A FOCUS report (Financial and Operational Combined Uniform Single report) is the periodic report of a US broker-dealer’s financial condition, income and net capital that it files with its regulators on Form X-17A-5, Part II or Part IIA, within 17 business days of each quarter end (monthly for some firms). The reports are confidential; the annual audited statement of financial condition is filed as a separate, public document.