Physics · Book 5 · Bachelor Year 3

University Physics — Year 3

University Physics — Year 3 · Bachelor Year 3

24Electrons in Solids

Copper conducts electricity a million billion billion times better than quartz — the widest range of any physical property, commanded by materials that look like grey lumps either way. The scaffolding of the last chapter explains none of it; the electrons poured into it explain all of it. This chapter runs the century’s three passes at the problem, each inheriting the last’s wreckage: Drude’s classical pinball (1900), which gets Ohm’s law right and the heat capacity scandalously wrong; Sommerfeld’s Fermi gas, which is Chapter 19 cashing its cheque; and Bloch’s insight that an electron wave in a periodic lattice Bragg-reflects like any other wave — opening band gaps that sort all solids into metals, insulators, and the narrow-gap middle children, semiconductors, on which the whole electronic age is built. The chapter ends inside a solar panel.

24.1 Drude’s pinball metal

Proposition 24.1 (The Drude conductivity)

Treat a metal’s valence electrons as a classical gas, density nn, bouncing off obstacles every τ\tau seconds. A field E\vect E accelerates each between collisions; the average drift velocity is vd=eτE/me\vect v_{\text{d}} = -e\tau\vect E/m_{\text{e}}, tiny beside the thermal motion. The current density j=nevd\vect j = -ne\vect v_{\text{d}} then obeys Ohm’s law locally, j=σE\vect j = \sigma\vect E, with

σ=ne2τme.\sigma = \frac{ne^2\tau}{m_{\text{e}}} .

Copper’s measured σ\sigma demands τ2.5×1014s\tau \approx 2.5 \times 10^{-14}\,\mathrm{s} — and the model’s two glories follow: it explains why resistors heat (the field’s work is thermalised each collision), and it predicts the Wiedemann–Franz law, that κ/σT\kappa/\sigma T is the same constant for all metals — electrons carry both charge and heat (Exercise 24.5).

Proof. Between collisions v˙=eE/me\dot{\vect v} = -e\vect E/m_{\text{e}}; starting afresh at each collision, the mean velocity acquired in a mean time τ\tau is eτE/me-e\tau\vect E/m_{\text{e}}. Then j=nevd=(ne2τ/me)E\vect j = -ne\vect v_{\text{d}} = (ne^2\tau/m_{\text{e}})\vect E.

Drude’s picture: an electron ricochets at 106\, m/ s, while the field superimposes a drift of fractions of a millimetre per second (). Ohm’s law drops out; the model’s failures taught more still.
Drude’s picture: an electron ricochets at 106m/s\sim10^{6}\,\mathrm{m}/\mathrm{s}, while the field superimposes a drift of fractions of a millimetre per second (Exercise 24.2). Ohm’s law drops out; the model’s failures taught more still.

Remark 24.2 (Sommerfeld’s rescue)

Drude’s gas should add 32kB\tfrac32k_{\text{B}} per electron to a metal’s heat capacity; experiment finds a hundred times less. Chapter 19 already acquitted the electrons: they are a degenerate Fermi gas, TF8×104KT_{\text{F}} \sim 8 \times 10^{4}\,\mathrm{K}, and only the thermal shell within kBTk_{\text{B}}T of the Fermi surface can respond — to heat, and to scattering. Sommerfeld’s re-run of Drude with Fermi–Dirac statistics keeps the conductivity formula (with τ\tau now the lifetime of Fermi-surface electrons, whose 106m/s10^{6}\,\mathrm{m}/\mathrm{s} is vFv_{\text{F}}, not thermal speed), fixes the heat capacity to its measured T/TFT/T_{\text{F}} sliver, and even repairs Wiedemann–Franz’s numerical constant. One mystery survives every free-electron model: why quartz will not conduct at all.

24.2 Bloch: the lattice speaks

Theorem 24.3 (Bloch states and band gaps)

In a perfect periodic potential, the stationary states are Bloch waves ψk(x)=uk(x)eikx\psi_k(x) = u_k(x)\eu^{\iu kx} — plane waves dressed with the lattice’s own periodicity uku_k — which propagate without scattering: a perfect crystal has zero resistance, and real resistance comes from imperfections (vibrations, impurities). But not all energies survive. At k=π/ak = \pi/a the electron’s wavelength is 2a2a: Bragg’s condition on the lattice itself (Theorem 23.6 made the same discovery for sound). The reflected and incident waves form two standing patterns — charge piled on the ions (lower energy) or between them (higher) — so the free-electron parabola E=2k2/2meE = \hbar^2k^2/2m_{\text{e}} tears open: an interval of forbidden energies, the band gap EgE_{\text{g}}, separates a filled-out band of allowed states from the next. A crystal’s electronic identity is its ladder of bands and gaps.

Proof. Admitted at this level.

The nearly-free electron. Away from the zone edge the electron barely notices the lattice; at k = π/a its own Bragg reflection splits the parabola, forbidding the energies in the gap. Sound waves did exactly this in the last chapter — same lattice, same interference, new tenant.
The nearly-free electron. Away from the zone edge the electron barely notices the lattice; at k=π/ak = \pi/a its own Bragg reflection splits the parabola, forbidding the energies in the gap. Sound waves did exactly this in the last chapter — same lattice, same interference, new tenant.

Definition 24.4 (Metals, insulators, semiconductors)

Fill the bands with the crystal’s electrons, two per state (Chapter 14), coldest first. If the topmost occupied band is partly filled, infinitesimal energy can shift electrons into net motion: a metal (sodium: one valence electron, half a band; divalent metals conduct through overlapping bands). If it is exactly full, with a wide gap above, no small push can rearrange anything: an insulator (diamond, Eg=5.5eVE_{\text{g}} = 5.5\,\mathrm{eV}). If the gap is small — 1.12eV1.12\,\mathrm{eV} in silicon — thermal agitation hoists a few electrons across, each leaving a mobile hole below: a semiconductor, whose carrier count eEg/2kBT\propto\eu^{-E_{\text{g}}/2k_{\text{B}}T} doubles every few degrees. Hence the great divide: metals conduct worse when heated (more vibrations to scatter off), semiconductors better (exponentially more carriers) — one sign flip that identifies a material’s class in a single measurement.

Band filling decides everything. A partly filled band conducts; a full band under a wide gap cannot; a narrow gap lets temperature (or light, or doping) negotiate — the semiconductor’s entire usefulness is that its conductivity is adjustable.
Band filling decides everything. A partly filled band conducts; a full band under a wide gap cannot; a narrow gap lets temperature (or light, or doping) negotiate — the semiconductor’s entire usefulness is that its conductivity is adjustable.

24.3 Engineering the gap: doping and the junction

Definition 24.5 (Doping)

Replace one silicon atom in a million by phosphorus (five valence electrons): four bonds are satisfied and the fifth electron, bound by a mere 45meV45\,\mathrm{meV} (Exercise 24.10), is free at room temperature. Such donors make an n-type semiconductor, conduction by electrons; boron (three electrons) is an acceptor, grabbing a bond electron and releasing a mobile hole — a missing electron that moves, responds to fields, and carries positive charge as genuinely as a bubble carries buoyancy: p-type. Doping swings the carrier density — and hence conductivity — across six orders of magnitude at will: the knob that turns sand into circuitry.

Proposition 24.6 (The p–n junction)

Join p-type to n-type. Electrons spill toward the holes and annihilate them near the interface, exposing a depletion zone of fixed ionised dopants whose double layer builds an internal field — equilibrium at the built-in voltage Vbi=(kBT/e)ln(NaNd/ni2)0.7VV_{\text{bi}} = (k_{\text{B}}T/e) \ln(N_{\text{a}}N_{\text{d}}/n_{\text{i}}^2) \approx 0.7\,\mathrm{V} in silicon. The junction then rectifies: forward bias lowers the barrier and current grows as eeV/kBT\eu^{eV/k_{\text{B}}T}; reverse bias raises it and only a leakage I0I_0 flows:

I=I0(eeV/kBT1).I = I_0\big(\eu^{eV/k_{\text{B}}T} - 1\big) .

This asymmetry is the diode — and, run in its variants, the LED (recombining pairs emit gap-energy photons), the solar cell (gap-energy photons create pairs that the built-in field sweeps out: Problem 24.1), and, doubled into sandwiches, the transistor: the switch of which a modern chip prints hundreds of billions.

Proof. Admitted at this level.

The diode law. Forward voltage is repaid exponentially; reverse voltage buys only the leakage I_0. One junction rectifies; two make a transistor; a square metre of them, sunlit, makes a power plant.
The diode law. Forward voltage is repaid exponentially; reverse voltage buys only the leakage I0I_0. One junction rectifies; two make a transistor; a square metre of them, sunlit, makes a power plant.
A finished silicon wafer: hundreds of chips, billions of junctions each, printed into one doped crystal — band theory as the twentieth century’s most consequential manufacturing recipe.
A finished silicon wafer: hundreds of chips, billions of junctions each, printed into one doped crystal — band theory as the twentieth century’s most consequential manufacturing recipe.

24.4 Exercises

Exercise 24.1

Drude’s copper. n=8.5×1028m3n = 8.5 \times 10^{28}\,\mathrm{m}^{-3}, resistivity ρ=1.7×108Ωm\rho = 1.7 \times 10^{-8}\,\Omega\,\mathrm{m}. Compute (a) τ=me/ne2ρ\tau = m_{\text{e}}/ne^2\rho; (b) the mean free path using the Fermi velocity vF=1.6×106m/sv_{\text{F}} = 1.6 \times 10^{6}\,\mathrm{m}/\mathrm{s}; (c) that path in lattice constants (a=3.61A˚a = 3.61\,\text{Å}); (d) explain why so long a flight already hints that ions themselves do not do the scattering.

Solution

Solution of Exercise 24.1.

(a) τ=me/ne2ρ=2.5×1014s\tau = m_{\text{e}}/ne^2\rho = 2.5 \times 10^{-14}\,\mathrm{s}. (b) =vFτ39nm\ell = v_{\text{F}}\tau \approx 39\,\mathrm{nm}. (c) About 110 lattice constants. (d) An electron sailing past a hundred ions without scattering cannot be bouncing off the ions themselves — the lattice must be transparent to it, exactly what Bloch’s theorem (Theorem 24.3) later proves.

Exercise 24.2

The snail in the wire. A 1mm21\,\mathrm{mm}^{2} copper wire carries 10A10\,\mathrm{A}. (a) Compute the drift velocity. (b) How long would an electron take to cross a 1m1\,\mathrm{m} lamp cord? (c) Why does the lamp nevertheless light instantly? (d) Compare vdv_{\text{d}} with vFv_{\text{F}} and comment on Drude’s pinball picture.

Solution

Solution of Exercise 24.2.

(a) vd=I/neA=7.3×104m/sv_{\text{d}} = I/neA = 7.3 \times 10^{-4}\,\mathrm{m}/\mathrm{s} — under a millimetre per second. (b) About 23 minutes. (c) The field establishes itself along the wire at nearly light speed and sets the whole electron sea drifting at once: the marchers are slow, the order to march is not. (d) vd/vF109v_{\text{d}}/v_{\text{F}} \sim 10^{-9}: conduction is an imperceptible bias on a violent quantum motion, not a calm classical flow.

Exercise 24.3

Sorting by bands. Classify, with the band-filling rule: (a) sodium (one valence electron); (b) magnesium (two — yet a metal: what must its bands do?); (c) diamond (Eg=5.5eVE_{\text{g}} = 5.5\,\mathrm{eV}); (d) silicon (1.12eV1.12\,\mathrm{eV}) — and state for each the sign of  ⁣dρ/ ⁣dT\dd\rho/\dd T.

Solution

Solution of Exercise 24.3.

(a) Half-filled band: metal,  ⁣dρ/ ⁣dT>0\dd\rho/\dd T > 0. (b) Two electrons would fill its band exactly — magnesium conducts because its full band overlaps the next empty one: metal,  ⁣dρ/ ⁣dT>0\dd\rho/\dd T > 0. (c) Full band, 5.5eV5.5\,\mathrm{eV} gap: insulator (formally  ⁣dρ/ ⁣dT<0\dd\rho/\dd T < 0, but with essentially no carriers to count). (d) Semiconductor:  ⁣dρ/ ⁣dT<0\dd\rho/\dd T < 0, the exponential sign flip that betrays the class.

Exercise 24.4

Gaps and photons. (a) What photon wavelength matches silicon’s gap, and in which spectral region does silicon become transparent? (b) Same for diamond: why is it clear in the visible? (c) A gallium nitride LED has Eg=3.4eVE_{\text{g}} = 3.4\,\mathrm{eV}: what colour edge does that set, and why did blue LEDs need this material? (d) Why does a red LED die dark rather than glow faintly white when overdriven?

Solution

Solution of Exercise 24.4.

(a) λ=hc/Eg=1.1µm\lambda = hc/E_{\text{g}} = 1.1\,\text{µ}\mathrm{m}: silicon is transparent in the infrared beyond that — which is why infrared cameras can be lensed in silicon. (b) 225nm225\,\mathrm{nm}, in the ultraviolet: no visible photon can be absorbed, so diamond is water-clear. (c) 365nm365\,\mathrm{nm}: a gap wide enough for blue (2.8eV2.8\,\mathrm{eV}) exists in nitrides and almost nowhere else practical — the blue LED waited decades on materials growth. (d) Its gap fixes its photon: overdriving adds heat, not gap width, and the diode cooks dark — an LED’s colour is a material constant, not a brightness setting.

Exercise 24.5 ★★

Wiedemann–Franz. (a) From copper’s κ=400W/(mK)\kappa = 400\,\mathrm{W}/(\mathrm{m}\,\mathrm{K}) and σ=5.9×107S/m\sigma = 5.9 \times 10^{7}\,\mathrm{S}/\mathrm{m} at 300K300\,\mathrm{K}, compute κ/σT\kappa/\sigma T. (b) Compare with the Sommerfeld value L=π2kB2/3e2=2.44×108WΩ/K2L = \pi^2k_{\text{B}}^2/3e^2 = 2.44 \times 10^{-8}\,\mathrm{W}\,\Omega/\mathrm{K}^{2}. (c) Explain in one sentence why one kind of carrier ties the two conductivities. (d) Cooking pans and their handles: use the law to explain a kitchen’s material choices.

Solution

Solution of Exercise 24.5.

(a) κ/σT=400/(5.9×107×300)=2.3×108WΩ/K2\kappa/\sigma T = 400/(5.9\times10^7\times300) = 2.3 \times 10^{-8}\,\mathrm{W}\,\Omega/\mathrm{K}^{2}. (b) Within ten percent of LL. (c) The same Fermi-surface electrons carry both the charge and the heat, so their scattering time cancels in the ratio. (d) The steel pan conducts heat to the food because its electrons move; the wooden handle, an insulator in both senses, keeps them — and the heat — out of your hand.

Exercise 24.6 ★★

The heat-capacity acquittal. (a) Drude predicts 32nkB\tfrac32nk_{\text{B}} from the electrons: with copper’s nn, what fraction would that add to the lattice’s 3nkB3nk_{\text{B}} (one conduction electron per atom)? (b) Chapter 19 instead gives Celπ22nkB(T/TF)C_{\text{el}} \sim \tfrac{\pi^2}{2}nk_{\text{B}}(T/T_{\text{F}}): evaluate the suppression T/TFT/T_{\text{F}} at 300K300\,\mathrm{K} (TF=8.1×104KT_{\text{F}} = 8.1 \times 10^{4}\,\mathrm{K}). (c) Why does the electronic term nevertheless win at liquid-helium temperatures (recall the lattice’s T3T^3)? (d) What measurement, plotted as C/TC/T against T2T^2, untangles the two?

Solution

Solution of Exercise 24.6.

(a) Fifty percent extra — flagrantly absent from experiment. (b) T/TF0.004T/T_{\text{F}} \approx 0.004: the electronic term is throttled to under a percent. (c) The lattice’s T3T^3 collapses faster than the electrons’ TT: below a few kelvin the “negligible” electrons are all that is left. (d) C/T=γ+βT2C/T = \gamma + \beta T^2: the intercept γ\gamma weighs the electrons, the slope β\beta the lattice — one graph, both tenants.

Exercise 24.7 ★★

The Fermi surface meets the zone. (a) For copper, compute the Fermi wavelength λF=2π/kF\lambda_{\text{F}} = 2\pi/k_{\text{F}} with kF=(3π2n)1/3k_{\text{F}} = (3\pi^2n)^{1/3}. (b) Compare with 2a2a: how close is the Fermi surface to the Bragg condition? (c) Explain physically why the two standing waves at k=π/ak = \pi/a (charge on ions versus between them) must differ in energy. (d) Which experimental fact of Exercise 24.1 does Bloch’s no-scattering theorem finally explain?

Solution

Solution of Exercise 24.7.

(a) kF=(3π2n)1/3=1.36×1010m1k_{\text{F}} = (3\pi^2n)^{1/3} = 1.36 \times 10^{10}\,\mathrm{m}^{-1}: λF=4.6A˚\lambda_{\text{F}} = 4.6\,\text{Å}. (b) 2a=7.2A˚2a = 7.2\,\text{Å}: the same order — copper’s Fermi surface reaches toward the zone boundary, and the gap-opening physics happens at the energies that matter. (c) One standing wave piles its charge on the positive ions (lower electrostatic energy), the other between them (higher): same wavelength, two energies — the gap. (d) The 110-lattice-constant free path: Bloch waves do not scatter off a perfect lattice, so only vibrations and impurities remain to resist.

Exercise 24.8 ★★

The exponential thermometer. Intrinsic silicon has nieEg/2kBTn_{\text{i}} \propto \eu^{-E_{\text{g}}/2k_{\text{B}}T}. (a) Compute the carrier-density ratio between 400K400\,\mathrm{K} and 300K300\,\mathrm{K}. (b) Hence sketch a thermistor’s resistance against temperature and contrast it with a platinum wire’s. (c) Why the factor 2 in the exponent (what is created in pairs)? (d) Estimate the temperature at which silicon electronics fails because intrinsic carriers swamp a 5×1021m35 \times 10^{21}\,\mathrm{m}^{-3} doping (ni(300K)1×1016m3n_{\text{i}}(300\,\text{K}) \approx 1 \times 10^{16}\,\mathrm{m}^{-3}).

Solution

Solution of Exercise 24.8.

(a) Eg/2kB=6500KE_{\text{g}}/2k_{\text{B}} = 6500\,\mathrm{K}: exp[6500(1/3001/400)]230\exp[6500(1/300 - 1/400)] \approx 230. (b) The thermistor’s resistance plunges exponentially — a steep, sensitive curve; platinum’s climbs gently and linearly (more phonons). One is a thermometer by carrier count, the other by scattering. (c) Carriers are born in electron–hole pairs, and the equilibrium np=ni2np = n_{\text{i}}^2 splits the gap’s cost between the two — hence Eg/2E_{\text{g}}/2. (d) nin_{\text{i}} reaches 5×1021m35 \times 10^{21}\,\mathrm{m}^{-3} near 760K760\,\mathrm{K}: the doping drowns and the circuit forgets its design. Real devices give up earlier — their reverse leaks, doubling every ten kelvin, misbehave first.

Exercise 24.9 ★★

Doping arithmetic. Silicon has 5×1028atoms/m35 \times 10^{28}\,\mathrm{atoms}/\mathrm{m}^{3}. (a) One phosphorus per million silicon atoms: what carrier density, and what ratio to ni1×1016m3n_{\text{i}} \approx 1 \times 10^{16}\,\mathrm{m}^{-3}? (b) By what factor has one ppm of dirt changed the conductivity? (c) Explain why semiconductor fabrication first purifies to parts per billion before doping deliberately. (d) Estimate the average distance between donors and compare with the 2.4nm2.4\,\mathrm{nm} orbit of Exercise 24.10.

Solution

Solution of Exercise 24.9.

(a) 5×1022m35 \times 10^{22}\,\mathrm{m}^{-3} — five million times nin_{\text{i}}. (b) The same factor 5×106\sim5\times10^6: one speck per million atoms owns the conductivity outright. (c) Because accidental ppm would do the same uninvited: only a crystal pure to ppb has a conductivity that belongs to the designer. (d) dn1/327nmd \sim n^{-1/3} \approx 27\,\mathrm{nm}, ten times the 2.4nm2.4\,\mathrm{nm} orbit: donors are isolated hydrogens; push the doping a hundredfold and the orbits touch — an impurity band, and eventually a metal.

Exercise 24.10 ★★★

The donor as a hydrogen atom. The fifth phosphorus electron orbits its +e+e ion inside silicon: screen Coulomb by εr=11.7\varepsilon_{\text{r}} = 11.7 (Chapter 22) and lighten the electron to its effective band mass m=0.26mem^* = 0.26\,m_{\text{e}}. (a) Scale the hydrogen results of Chapter 11: show E=13.6eV×(m/me)/εr2E = 13.6\,\mathrm{eV}\times(m^*/m_{\text{e}})/ \varepsilon_{\text{r}}^2 and evaluate. (b) Compare with kBTk_{\text{B}}T at 300K300\,\mathrm{K}: are donors ionised? (c) Scale the Bohr radius the same way. (d) The orbit spans dozens of lattice cells: explain why that self-consistently justifies using εr\varepsilon_{\text{r}} and mm^* at all.

Solution

Solution of Exercise 24.10.

(a) E=13.6×0.26/11.7226meVE = 13.6\times0.26/11.7^2 \approx 26\,\mathrm{meV} (the measured phosphorus value, 45meV45\,\mathrm{meV}, keeps the scale honest). (b) Comparable to kBT=26meVk_{\text{B}}T = 26\,\mathrm{meV}: essentially all donors are ionised at room temperature — the premise of Definition 24.5. (c) a=0.53A˚×εr/(m/me)2.4nma = 0.53\,\text{Å}\times\varepsilon_{\text{r}}/(m^*/ m_{\text{e}}) \approx 2.4\,\mathrm{nm}. (d) An orbit spanning dozens of cells sees the crystal as a smooth medium — which is precisely the condition under which a bulk εr\varepsilon_{\text{r}} and a band-averaged mm^* are legitimate: the approximation certifies itself.

Exercise 24.11 ★★★

Junction numbers. A silicon diode has Na=Nd=1×1022m3N_{\text{a}} = N_{\text{d}} = 1 \times 10^{22}\,\mathrm{m}^{-3}, ni=1×1016m3n_{\text{i}} = 1 \times 10^{16}\,\mathrm{m}^{-3}, T=300KT = 300\,\mathrm{K}. (a) Compute Vbi=(kBT/e)ln(NaNd/ni2)V_{\text{bi}} = (k_{\text{B}}T/e)\ln(N_{\text{a}}N_{\text{d}}/ n_{\text{i}}^2). (b) From the diode law, compute the ratio of currents at +0.5V+0.5\,\mathrm{V} and 0.5V-0.5\,\mathrm{V}. (c) Why does I0I_0 — hence the reverse leak — roughly double every 10K10\,\mathrm{K}? (d) A bridge of four such diodes turns AC into DC: sketch the circuit’s idea in words.

Solution

Solution of Exercise 24.11.

(a) Vbi=0.0259ln(1012)0.71VV_{\text{bi}} = 0.0259\ln(10^{12}) \approx 0.71\,\mathrm{V}. (b) eV/kBT=19.3eV/k_{\text{B}}T = 19.3: ratio e19.32×108\eu^{19.3} \approx 2\times10^{8} — the diode is a one-way street to eight digits. (c) I0ni2eEg/kBTI_0 \propto n_{\text{i}}^2 \propto \eu^{-E_{\text{g}}/k_{\text{B}}T}: the same exponential as Exercise 24.8, hence the rule-of-thumb doubling. (d) The four diodes form a diamond: each half-cycle, whichever pair is forward-biased steers the current through the load in the same direction — AC in, bumpy DC out.

Exercise 24.12 ★★★

Designing the solar gap. (a) Photons below EgE_{\text{g}} pass through; photon energy above EgE_{\text{g}} is lost as heat within picoseconds. Explain the resulting trade-off in choosing EgE_{\text{g}}. (b) The optimum near 1.3eV1.3\,\mathrm{eV} caps single-junction efficiency at about a third (Shockley–Queisser): where does silicon (1.12eV1.12\,\mathrm{eV}) stand? (c) Why do tandem stacks (a wide-gap cell atop a narrow-gap one) beat the cap? (d) Why is a hot solar panel a worse one? (Two chapter-honest reasons: the diode law’s I0I_0, and the gap’s slight shrinkage with TT.)

Solution

Solution of Exercise 24.12.

(a) Narrow the gap and more photons clear it but each delivers only the small gap energy; widen it and each photon pays more but fewer qualify: harvest ×\times voltage peaks in between. (b) Just below the 1.3eV1.3\,\mathrm{eV} optimum: silicon’s ideal ceiling is 30%\sim30\,\% — close enough that its cheapness wins. (c) The wide-gap top cell takes the blue at high voltage, passing the red to the narrow-gap cell below: each photon is harvested near its own energy, thermalisation shrinks, and the stack’s ceiling climbs toward the forties. (d) Heat raises I0I_0 exponentially, dragging down the open-circuit voltage (kBT/e)ln(IL/I0)\sim(k_{\text{B}}T/e)\ln(I_{\text{L}}/I_0); and the gap itself narrows slightly, trading voltage for current it cannot fully recover.

Replica of the first transistor (Bell Laboratories, 1947, public domain): two gold contacts pressed onto a sliver of germanium. Band theory’s first machine — and, by descent, all the others.
Replica of the first transistor (Bell Laboratories, 1947, public domain): two gold contacts pressed onto a sliver of germanium. Band theory’s first machine — and, by descent, all the others.

24.5 Problem: The rooftop referendum

Problem 24.1

The rooftop referendum. Your neighbour is deciding whether to roof their house with photovoltaic panels and has appointed you, the physicist, as arbiter. The candidate panel: silicon, 2m22\,\mathrm{m}^{2}, sixty cells in series, rated 400W400\,\mathrm{W} under the standard 1000W/m21000\,\mathrm{W}/\mathrm{m}^{2} of noon sunlight.

Part I — Sunlight meets the gap.

  1. Sunlight is roughly a 5800K5800\,\mathrm{K} thermal spectrum (Chapter 20): compute the energy of its peak photons (Wien) in eV.
  2. Silicon’s gap is 1.12eV1.12\,\mathrm{eV}: what is the longest wavelength a silicon cell can harvest?
  3. Roughly a fifth of the sun’s power arrives in photons below the gap. What happens to it in the panel?
  4. A 2.5eV2.5\,\mathrm{eV} green photon is absorbed: how much of its energy survives as electron–hole pair energy, and where does the rest go, and how fast?
  5. Combine items 3 and 4 into the spectrum’s verdict: about half the incident power is gone before any electronics begins. State the two loss channels in one sentence each.
  6. Why does a photon need Eg\ge E_{\text{g}} at all — what forbids absorbing two half-gap photons in quick succession in ordinary silicon?

Part II — The junction as engine.

  1. Each cell is a p–n junction. Explain in three sentences how the depletion zone’s built-in field turns a created pair into external current — which carrier goes which way, and why they do not simply recombine.
  2. With Na=Nd=1×1022m3N_{\text{a}} = N_{\text{d}} = 1 \times 10^{22}\,\mathrm{m}^{-3} and ni=1×1016m3n_{\text{i}} = 1 \times 10^{16}\,\mathrm{m}^{-3}, compute VbiV_{\text{bi}} at 300K300\,\mathrm{K}.
  3. A working cell delivers about 0.6V0.6\,\mathrm{V}. Sixty in series: the panel’s operating voltage?
  4. From the 400W400\,\mathrm{W} rating, deduce the operating current.
  5. Estimate the photon flux (photons per second) the panel absorbs usefully, taking 2eV\sim2\,\mathrm{eV} per absorbed photon, and compare with the electron flux your current implies: what fraction of absorbed photons yields a collected electron?
  6. The rated efficiency: 400W400\,\mathrm{W} from 2000W2000\,\mathrm{W} incident. Reconcile 20 % with Part I’s “half lost before electronics”: where do the remaining thirty points go?
  7. Why does the cell deliver 0.6V0.6\,\mathrm{V} and not the full 1.12V1.12\,\mathrm{V} of the gap? (Name the culprit in the diode law.)

Part III — Real roofs.

  1. A cloudless winter noon at latitude 5050^\circ delivers light at 3030^\circ elevation. Compute the geometric factor relative to normal incidence on a horizontal panel.
  2. The panel datasheet lists 0.4%/K-0.4\,\%/\text{K} of output: a black roof panel reaches 65C65\,{}^{\circ}\mathrm{C} in summer. How much of the rating survives?
  3. Explain the temperature loss with Exercise 24.12(d).
  4. A chimney shades one cell of the sixty. Why can that strangle the whole series string — and what does the cell’s own diode nature do to the poor shaded cell?
  5. Manufacturers wire a bypass diode across each sub-string: explain its job in one sentence.
  6. Averaged over days and weather, the roof yields 15%15\,\% of rated power. Estimate the yearly energy from the 400W400\,\mathrm{W} panel in kilowatt-hours.

Part IV — The verdict.

  1. At 0.25euros0.25\,\mathrm{euros} per kWh, what does the panel earn per year? With an installed cost of 300euros300\,\mathrm{euros}, what is the payback time?
  2. The panel took roughly 500kWh500\,\mathrm{kWh} to manufacture (silicon is purified by melting): how long until it has repaid its own energy?
  3. Your neighbour asks why the panel cannot be “just made black” to catch the sub-gap fifth. Answer with band theory in two sentences.
  4. They ask next why not stack a second, smaller-gap panel beneath: answer with Exercise 24.12(c) — and name the practical catch.
  5. Thirty years on, the panel has faded to 85 % of its rating. Which microscopic villains of this chapter (recall what limits τ\tau, and what junctions fear) plausibly age a cell?
  6. Deliver the arbiter’s summary in four lines: gap physics sets the harvest, the junction converts it, series wiring and temperature tax it, and the ledger — energy and euros — closes in the panel’s favour.
Solution

Solution of Problem 24.1.

1. λpeak500nm\lambda_{\text{peak}} \approx 500\,\mathrm{nm}: about 2.5eV2.5\,\mathrm{eV}. 2. hc/Eg1.1µmhc/E_{\text{g}} \approx 1.1\,\text{µ}\mathrm{m}. 3. It sails through the cells (no final state to absorb into) and ends as heat in the backing — warming the roof, not the wires. 4. 1.12eV1.12\,\mathrm{eV} survives as the pair; the excess 1.4eV1.4\,\mathrm{eV} drains into phonons within picoseconds — faster than any circuit could intercept. 5. Sub-gap transparency (20%\sim20\,\% of the power) and above-gap thermalisation (30%\sim30\,\%): the spectrum is taxed half before the junction sees a single electron. 6. Absorption is a single-photon quantum jump needing a real final state; at half the gap there is none to pause in, and two-photon events are negligible at sunlight’s photon densities. 7. Pairs created in or near the depletion zone feel the built-in field: electrons are swept to the n side, holes to the p side, and the field separates them faster than they can find each other to recombine — charge accumulates until an external circuit relieves it as current. 8. Vbi=0.0259ln(1012)0.71VV_{\text{bi}} = 0.0259\ln(10^{12}) \approx 0.71\,\mathrm{V}. 9. 60×0.6V=36V60\times0.6\,\mathrm{V} = 36\,\mathrm{V}. 10. I=400/3611AI = 400/36 \approx 11\,\mathrm{A}. 11. Panel-wide, above-gap light is 1400W\sim1400\,\mathrm{W} at 2eV\sim2\,\mathrm{eV} each: 4×10214\times10^{21} photons per second — but the sixty cells are in series, so the 11A11\,\mathrm{A} (an electron flux I/e7×1019s1I/e \approx 7\times10^{19}\,\mathrm{s}^{-1}) passes through each cell, whose own share of photons is 4×1021/607×10194\times10^{21}/60 \approx 7\times10^{19} per second: nearly every absorbed photon yields a collected electron. The quantum efficiency is excellent; the losses are energetic, not numeric. 12. After the spectrum’s 50 %, the cell pays the voltage deficit (0.6/1.1254%0.6/1.12 \approx 54\,\%) and a few points of reflection and recombination: 0.5×0.5427%0.5\times0.54 \approx 27\,\%, trimmed to the rated 20 %. 13. The leakage I0I_0: the open-circuit voltage (kBT/e)ln(IL/I0)(k_{\text{B}}T/e)\ln(I_{\text{L}}/I_0) stops where photocurrent and diode leak balance — about 0.6V0.6\,\mathrm{V}, well short of the gap. 14. sin30=0.5\sin30^\circ = 0.5: half the noon rating from geometry alone — before clouds. 15. ΔT=40K\Delta T = 40\,\mathrm{K}: 16%-16\,\%, leaving 335W\approx335\,\mathrm{W} — the sunniest days are not the best days per watt. 16. Heat inflates I0I_0 exponentially, and the open-circuit voltage — a logarithm’s rebuke — falls a fraction of a percent per kelvin; the slightly shrunken gap finishes the job. 17. Series wiring forces one common current: the shaded cell, generating none, is driven into reverse bias by its fifty-nine colleagues and dissipates their power as a hot spot — the string throttles to the weakest cell. 18. The bypass diode gives the current a forward path around the shaded sub-string, sacrificing its voltage instead of the whole panel’s output. 19. 400W×0.15×8760h530kWh400\,\mathrm{W}\times0.15\times8760\,\mathrm{h} \approx 530\,\mathrm{kWh} per year. 20. 130euros\approx130\,\mathrm{euros} per year: payback in roughly 300/1302.5300/130 \approx 2.5 years, then two decades of profit. 21. 500/530500/530 \approx one year: the panel repays its manufacturing energy about as fast as its price. 22. Blackness is not a choice but a band structure: absorption needs an empty state one photon-energy above a full one, and below the gap silicon simply has none to offer — paint cannot add states. 23. Stack a wide-gap cell on top to take the blue at high voltage and pass the red down: the tandem beats the single-junction ceiling. The catch: the series stack must match currents (and prices) between layers. 24. Whatever shortens τ\tau and poisons junctions: UV-created defects and in-diffused impurities scatter and trap carriers, moisture corrodes contacts, and hot spots age the diodes — the slow entropy of a crystal asked to sit in the sun for thirty years. 25. The gap harvests half the sun; the junction turns pairs into 36V36\,\mathrm{V} of ordered current; series strings, shade and summer heat take their cut; and at 530kWh\sim530\,\mathrm{kWh} a year against a one-year energy and three-year money payback, the arbiter rules: roof it.

Terms defined in this chapter

See all 431 terms in the glossary